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Personal & Corporate Financial Planning Limited

Current Status: No longer authorised

Reference Number: 146321

Website: Not Listed

Link to FCA: https://register.fca.org.uk/s/firm?id=001b000000MfFbYAAV


Johnston House
8 Johnston Road
Woodford Green
I G 8 0 X A

Not Migrated

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A firm with the status "No longer authorised" may have had its authorisation removed for a variety of reasons. This could include voluntary cancellation, failure to meet regulatory requirements, non-compliance with rules and regulations, enforcement action from the FCA, failure to pay fees, or inactivity. To find out more about a specific firm's authorisation status and reasons for any changes, it is necessary to check the FCA register or contact the FCA directly.

Possible causes of non-compliance can include inadequate systems and controls, poor governance, insufficient staff training, misleading or inaccurate disclosures, conflicts of interest, breaches of conduct rules, inadequate client protections, financial crime, data protection breaches, and inadequate capital or liquidity. It is essential for firms to ensure they have the right measures in place to detect, prevent, and respond to any non-compliance issues that may arise.

The UK financial services industry has seen a number of high-profile cases of financial mis-selling, including Payment Protection Insurance (PPI), Interest Rate Hedging Products (IRHP), endowment mortgages and pension products. This has led to billions of pounds in redress for affected consumers and businesses. To prevent mis-selling, the Financial Conduct Authority (FCA) has enforced actions and introduced new regulations to increase disclosure and transparency. However, the risk of mis-selling is still a major concern that needs to be addressed by both regulators and the industry.

For those who have been mis-sold financial products or services in the UK, the process for claiming compensation typically involves contacting the firm that sold the product or service, filing a formal complaint and providing evidence of mis-selling. If the firm rejects the complaint or the consumer is not satisfied with the response, they can escalate the issue to the Financial Ombudsman Service, an independent body that resolves disputes between consumers and financial services providers. The Financial Ombudsman Service will review the case, consider both sides of the argument, and make a decision, with their service being free of charge. If the firm responsible for the mis-selling is no longer in business or has been declared in default, consumers can file a claim with the Financial Services Compensation Scheme. It's essential to act promptly when seeking compensation for mis-selling, as there may be time limits for submitting claims. Furthermore, seeking independent financial or legal advice may be beneficial, especially if the claim is complex or involves a large sum of money. Note that the processes and eligibility criteria may vary depending on the financial product, service, or circumstances involved.

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