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Courts Independent Financial Management LLP

Current Status: No longer registered as an Appointed Representative

Reference Number: 147697

Website: Not Listed

Link to FCA: https://register.fca.org.uk/s/firm?id=001b000000MfFqaAAF


7 St. Andrews Crescent
South Glamorgan
CF10 3DA
C F 1 0 3 D A


0/5 (0 Reviews)

A firm with the status "No longer authorised" may have had its authorisation revoked due to voluntary cancellation, failure to meet regulatory requirements, non-compliance with rules and regulations, enforcement action, failure to pay fees, or inactivity. It is important to consult the FCA register or contact the FCA directly to find out more information about the specific firm's authorisation status and the reasons for any changes.

This includes setting up systems and controls to ensure proper compliance with applicable laws and regulations, providing adequate staff training and support, making accurate and transparent disclosures, managing conflicts of interest, adhering to professional conduct standards, protecting clients, preventing financial crimes, complying with data protection rules, and maintaining sufficient capital and liquidity.

In the UK, financial mis-selling has been a pervasive problem in the financial services sector, with several high-profile cases involving a range of products and services. Examples include Payment Protection Insurance (PPI), Interest Rate Hedging Products (IRHP), endowment mortgages, and pension mis-selling. The compensation paid to affected consumers and businesses has totalled billions of pounds, demonstrating the need for robust regulatory frameworks and continuous oversight by the Financial Conduct Authority (FCA). The FCA has taken strong action to address mis-selling, such as enforcement actions, compensation schemes, and the introduction of new regulations to improve disclosure and transparency. Nevertheless, the risk of mis-selling remains, and vigilance is necessary from both the regulator and the industry.

If you have been mis-sold a financial product or service in the UK, it is important to take action as soon as possible. You should start by contacting the firm responsible for the mis-selling and filing a formal complaint. If they reject your complaint or you are not satisfied with their response, you can then escalate the issue to the Financial Ombudsman Service for an independent review. If the firm is no longer in business or has been declared in default, you can file a claim with the Financial Services Compensation Scheme. It is recommended to also seek independent financial or legal advice to ensure the best outcome.

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