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Newland Stockbrokers Ltd

Current Status: No longer authorised

Reference Number: 465684

Website: Not Listed

Link to FCA: https://register.fca.org.uk/s/firm?id=001b000000MfuAhAAJ


11 Albemarle Street
W 1 S 4 H H


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A firm with the status "No longer authorised" may have had its authorisation revoked due to voluntary cancellation, failure to meet regulatory requirements, non-compliance with rules and regulations, enforcement action, failure to pay fees, or inactivity. It is important to check the FCA register or contact the FCA directly to get more information about a particular firm's authorisation status and what led to any changes.

This can involve providing adequate training and support to staff, implementing proper systems of control, and establishing effective procedures for identifying, managing, or disclosing conflicts of interest. Firms must also ensure that they maintain the required capital and liquidity, comply with data protection rules, and adhere to financial crime requirements. Moreover, firms must ensure that they provide accurate and timely disclosures, adhere to conduct rules, and protect their clients’ interests.

The UK financial services industry has seen several high-profile cases of financial mis-selling over the years, such as Payment Protection Insurance (PPI), Interest Rate Hedging Products (IRHP), endowment mortgages and pension mis-selling. The total compensation paid out to affected consumers and businesses has been in the billions of pounds. As such, the Financial Conduct Authority (FCA) has taken steps to tackle mis-selling, including enforcement actions, compensation schemes and new regulations, in order to protect consumers and promote fair treatment in the sector. Despite these efforts, mis-selling remains a significant issue and requires continued vigilance from both regulators and the industry.

Consumers who have been mis-sold financial products or services in the UK may be eligible to claim compensation. The process for doing so typically involves contacting the firm that sold the product or service, filing a formal complaint, and, if necessary, escalating the issue to the Financial Ombudsman Service (FOS). If the firm responsible is no longer in business or has been declared in default, consumers may be able to file a claim with the Financial Services Compensation Scheme (FSCS). It's important to act promptly when seeking compensation, and to consider seeking independent financial or legal advice when appropriate. Note that the specific process and eligibility criteria may vary depending on the product, service, or circumstances involved.

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