Address
This firm has been subject to disciplinary or regulatory action. That action may be historic or it may currently affect the regulated activities they are permitted to do. Check the record and contact the FCA if you need further help.
Hogarth Phillips Associates Ltd
Current Status: Revoked
Reference Number: 301876
Website: Not Listed
Link to FCA: https://register.fca.org.uk/s/firm?id=001b000000MfQkEAAV
A firm with the status "No longer authorised" may have had its authorisation removed due to a variety of factors. These could include voluntary cancellation, for example if the firm has changed its business model or ceased operations. It could also be due to a failure to meet regulatory requirements or comply with FCA rules and regulations, which could lead to enforcement action and the revocation of authorisation. Non-payment of FCA fees or lack of activity may also result in the cancellation of authorisation. To find out more about a particular firm's authorisation status and the reasons for any changes, it is advisable to check the FCA register or contact the FCA directly.
These measures can help firms identify any potential issues and take appropriate corrective action in a timely manner.
The UK financial services industry has had a long history of financial mis-selling, with several high-profile cases involving various financial products and services. These include Payment Protection Insurance (PPI), Interest Rate Hedging Products (IRHP), endowment mortgages, and pension mis-selling. As a result, the Financial Conduct Authority (FCA) has taken action to address these issues and protect consumers, such as enforcement actions, compensation schemes, and introducing new regulations to improve disclosure and transparency. Despite this, the risk of mis-selling remains an ongoing concern that requires vigilance from both regulators and the industry.
If you believe you have been mis-sold a financial product or service, contact the firm responsible for the mis-selling and follow the steps outlined above to seek compensation. Additionally, seek independent financial or legal advice to ensure you understand the process and are taking the right steps for your particular case.