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Hartmann Capital Limited

Current Status: In Special Administration

Reference Number: 192815

Website: www.hartmanncapital.com

Link to FCA: https://register.fca.org.uk/s/firm?id=001b000000MfJ1qAAF


Firms are required to confirm at least annually that these details are correct.

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A firm with the status "No longer authorised" may have had its authorisation removed for a variety of reasons, such as voluntary cancellation, failure to meet regulatory requirements, non-compliance with rules and regulations, enforcement action, failure to pay fees, or inactivity. It is important to consult the FCA register or directly contact the FCA for more information about a particular firm's authorisation status and any changes that have occurred.

Causes of non-compliance can include inadequate systems and controls, weak governance, insufficient staff training, misleading or inaccurate disclosures, conflicts of interest, breaches of conduct rules, inadequate client protections, financial crime, data protection breaches, and inadequate capital or liquidity. To ensure compliance, firms must provide their employees with proper training, identify and manage conflicts of interest, implement client protection measures, and maintain the required level of capital and liquidity.

In the past, financial mis-selling has been a major issue in the UK financial services industry, with high-profile cases involving various financial products and services such as Payment Protection Insurance (PPI), Interest Rate Hedging Products (IRHP), endowment mortgages, and pension mis-selling. These cases have resulted in significant compensation payouts, with PPI alone leading to over £38 billion in redress to affected consumers. The Financial Conduct Authority (FCA) has taken action to address mis-selling issues, implementing enforcement measures, compensation schemes, and new regulations to promote better disclosure and transparency. Despite these efforts, mis-selling remains a cause for concern, as the risk may be higher with certain products and services. It is important that both regulators and the industry remain vigilant to ensure that consumers are protected from unfair or misleading practices.

If you believe you have been mis-sold a financial product or service in the UK, your first step should be to contact the firm responsible and file a formal complaint. If the firm rejects your complaint or you are not satisfied with their response, you can then seek help from the Financial Ombudsman Service, who will review the case and make a decision. If the firm is no longer in business or has been declared in default, you can make a claim with the Financial Services Compensation Scheme. It's important to act quickly, as there may be time limits for submitting claims, and you may benefit from seeking independent financial or legal advice.

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