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FSC Investment Services Limited

Current Status: No longer authorised

Reference Number: 441650

Website: www.fscinvestments.co.uk

Link to FCA: https://register.fca.org.uk/s/firm?id=001b000000Mfc44AAB



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A firm with the status "No longer authorised" may have had its authorisation removed for a variety of reasons, such as voluntary cancellation, failure to meet regulatory requirements, non-compliance with rules and regulations, enforcement action, failure to pay fees, or inactivity. It is essential to check the FCA register or contact the FCA directly for more information about a firm's specific authorisation status and reasons for any changes.

Reasons for non-compliance may include inadequate systems and controls, poor governance, insufficient staff training, misleading or inaccurate disclosures, conflicts of interest, breaches of conduct rules, inadequate client protections, financial crime, data protection breaches, and inadequate capital or liquidity. To ensure compliance, firms must develop and implement adequate internal procedures, provide adequate staff training and support, maintain disclosure and transparency requirements, identify and manage conflicts of interest, follow conduct rules, adhere to client protection measures, establish anti-financial crime controls, and maintain the required level of capital and liquidity.

The UK financial services industry has seen numerous cases of financial mis-selling in the past, including Payment Protection Insurance (PPI), Interest Rate Hedging Products (IRHP), endowment mortgages and pension products. As a result, the Financial Conduct Authority (FCA) has taken action to protect consumers, including enforcement actions, compensation schemes, and new regulations to improve disclosure and transparency. Despite these measures, the risk of mis-selling still remains, requiring ongoing vigilance from both regulators and the industry.

If you have been mis-sold a financial product or service in the UK, the process for seeking compensation typically involves the following steps: contacting the firm that sold it to you, escalating the issue to the Financial Ombudsman Service (FOS) if you're not satisfied with their response, and submitting a claim to the Financial Services Compensation Scheme (FSCS) if the firm is no longer in business or has been declared in default. It's important to act quickly, as there may be time limits for filing a claim, and consider seeking independent financial or legal advice. However, the exact process and eligibility criteria may vary depending on the particular product, service, or circumstances.

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