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Chase Independent Financial Advice Ltd

Current Status: No longer authorised

Reference Number: 400921

Website: Not Listed

Link to FCA: https://register.fca.org.uk/s/firm?id=001b000000MfVFKAA3


25-27 Wolverhampton Road
WS11 1AP
W S 1 1 1 A P


0/5 (0 Reviews)

A firm with the status "No longer authorised" may have had its authorisation removed due to voluntary cancellation, failure to meet regulatory requirements, non-compliance with rules and regulations, enforcement action, failure to pay fees, or inactivity. It is important to consult the FCA register or contact the FCA directly for further details regarding a particular firm's authorisation status and the reasons behind any changes.

Possible causes of non-compliance include inadequate systems and controls, poor governance, insufficient staff training, misleading or inaccurate disclosures, conflicts of interest, breaches of conduct rules, inadequate client protections, financial crime, data protection breaches, and inadequate capital or liquidity. To avoid non-compliance, firms must ensure they have the necessary measures in place to understand, comply with, and enforce applicable laws and regulations.

The UK Financial Services industry has seen a number of high-profile cases of financial mis-selling in the past, such as Payment Protection Insurance (PPI), Interest Rate Hedging Products (IRHP), Endowment mortgages, and Pension mis-selling. This has resulted in billions of pounds in compensation being paid out to affected consumers and businesses. In response, the Financial Conduct Authority (FCA) has taken action to protect consumers from mis-selling, including enforcement actions, compensation schemes, and introducing new regulations to improve disclosure and transparency. Nevertheless, the risk of mis-selling in the UK still persists and requires continued vigilance from both regulators and the industry.

If you have been mis-sold a financial product or service in the UK, you may be entitled to compensation. The process typically involves contacting the firm that sold the product or service and filing a formal complaint, providing all relevant details and evidence of mis-selling. If the firm rejects the complaint or the consumer is not satisfied with the response, they can escalate the issue to the Financial Ombudsman Service, who will review the case, consider both sides of the argument, and make a decision. In cases where the firm responsible for the mis-selling is no longer in business or has been declared in default, consumers can file a claim with the Financial Services Compensation Scheme. It's essential to act promptly when seeking compensation, as there may be time limits for submitting claims, and it may be helpful to seek independent financial or legal advice. Please note that specific processes and eligibility criteria may vary depending on the financial product, service, or circumstances involved.

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